In this product liability action, defendant appeals from an order granting a new trial on plaintiff's claims of failure to warn of the dangers of the product. The order was entered on the ground of insufficiency of the evidence to support the verdict, after the jury found in favor of defendant on its sophisticated user defense (Johnson v. American Standard, Inc. (2008) 43 Cal.4th 56 [74 Cal.Rptr.3d 108, 179 P.3d 905] (Johnson)). The jury found plaintiff was a sophisticated user of the product who already had, or should have had, knowledge of the dangers of the product; therefore, no warning to him was required. We find no abuse of the trial court's discretion in granting the motion and affirm.
Plaintiff was employed by Central California Tristeza Eradication Agency (Tristeza) to do maintenance work. On October 7, 2009, he was using a power drill to drill a hole in a piece of angle iron when the drill bit bound and the drill counterrotated, twisting his arm and causing serious injuries. The drill was a Milwaukee Magnum one-half inch pistol grip drill, model No. 0235-1, manufactured by defendant, Milwaukee Electric Tool Corporation (Milwaukee), 17 years earlier. Plaintiff sued defendant and others, alleging causes of action sounding in negligence and strict products liability. In response to the allegations of failure to warn, defendant asserted that plaintiff was a sophisticated user of the drill, and any failure to warn was not a legal cause of plaintiff's injuries because plaintiff already knew or should have known of the dangers involved in the use of the product.
Plaintiff's theory at trial was that the drill could not be used safely without a side handle, also known as an antitorque bar.
The drill originally came with a side handle, which could be installed on either side of the drill for left- or right-handed use. The operator's manual for the drill advised the user to "[a]lways use a side handle for best control." A label on the drill itself read: "WARNING/HIGH ROTATING FORCE/HOLD OR BRACE SECURELY TO PREVENT PERSONAL INJURY OR DAMAGE TO TOOL/READ SAFETY INSTRUCTIONS BEFORE OPERATING." At the time of plaintiff's accident, however, Tristeza no longer possessed either the operator's manual for the drill or the side handle. When plaintiff was given the drill to use, it did not have a side handle; he looked it over briefly, then began to use it. Tristeza's maintenance supervisor, Robert Parrott, who was plaintiff's supervisor, testified that, although the drill had an odd key chuck, plaintiff took the drill and changed the bit like he knew what he was doing.
Defendant contended the drill was not negligently designed or defective, the warnings on the drill and in the operator's manual were adequate, and no warning was required in any event, because plaintiff was a sophisticated user of the drill. Evidence of plaintiff's employment history was presented. Plaintiff was not a licensed contractor, but he had been using power tools and doing handyman work since high school. In the 20 years before going to work for Tristeza, he had worked doing construction for contractors, and had worked for himself, doing kitchen remodeling and other small jobs. He had experience in maintenance, roofing, flooring, electrical work, plumbing, carpentry, cement finishing, and framing. He represented to Parrott that he was a certified electrician and plumber. He had used power tools and drills in his employment, and considered himself to be handy with power tools. There was conflicting evidence regarding whether plaintiff had used the subject drill or one like it prior to the accident.
Witnesses to the accident testified they observed plaintiff using the drill improperly, holding the drill with one hand, pushing it into the metal he was
There was evidence that plaintiff, like his coemployees, knew drills can bind and counterrotate when not used properly, or when they hit obstacles, such as nails or knots in wood. There was conflicting evidence regarding whether plaintiff knew about using a side handle in such situations. Plaintiff's expert admitted that someone with plaintiff's background and experience should have known that a drill could bind, counterrotate, and injure the user. Another expert opined that, with his work experience, knowledge, and skill set, plaintiff would be aware of what the subject drill was capable of and that it did have a side handle. Some maintenance worker witnesses testified they did not know the subject drill could not be used safely without a side handle. Some stated it could be used safely; plaintiff's coworkers and an expert testified they had used Tristeza's drill or a similar drill without the side handle numerous times without injury.
The jury, in a special verdict, found the drill was not negligently or defectively designed. The jury did not determine whether there was a failure to warn or inadequate warning, because it resolved the failure to warn issue by finding plaintiff was a sophisticated user. Plaintiff moved for a new trial on the ground of insufficiency of the evidence, asserting, among other things, that there was insufficient evidence to support the jury's finding that plaintiff was a sophisticated user. Plaintiff defined the danger of which he should have been warned as "this drill could only be used safely with a side handle," and asserted there was no evidence any witness knew of the danger, much less that it was common knowledge among maintenance workers like plaintiff. In opposition, defendant argued the relevant danger was the danger the drill would bind and counterrotate, twisting the user's wrist or arm. It asserted there was sufficient evidence this danger was common knowledge among maintenance workers, and plaintiff's training, experience and knowledge were sufficient to prove he was a sophisticated user. Defendant also argued plaintiff admitted knowing drills could counterrotate and a side handle can prevent this. The trial court granted plaintiff's motion for a new trial as to the failure
"The determination of a motion for a new trial rests so completely within the court's discretion that its action will not be disturbed unless a manifest and unmistakable abuse of discretion clearly appears." (Jimenez v. Sears, Roebuck & Co. (1971) 4 Cal.3d 379, 387 [93 Cal.Rptr. 769, 482 P.2d 681].) "[A]n order granting a new trial under section 657 `must be sustained on appeal unless the opposing party demonstrates that no reasonable finder of fact could have found for the movant on [the trial court's] theory.' [Citation.]" (Lane v. Hughes Aircraft Co. (2000) 22 Cal.4th 405, 412 [93 Cal.Rptr.2d 60, 993 P.2d 388] (Lane).) "`[T]he presumption of correctness normally accorded on appeal to the jury's verdict is replaced by a presumption in favor of the [new trial] order.' [Citation.]" (Ibid.) "The reason for this high level of deference is the trial court is much closer to the evidence than a reviewing court and sits as a trier of fact independent of the jury. [Citation.]" (McCoy v. Pacific Maritime Assn. (2013) 216 Cal.App.4th 283, 303 [156 Cal.Rptr.3d 851].) "[S]o long as the outcome is uncertain at the close of trial — that is, so long as the evidence can support a verdict in favor of either party — a properly constructed new trial order is not subject to reversal on appeal." (Lane, supra, 22 Cal.4th at p. 414.) Thus, it is defendant's burden on this
The trial court granted plaintiff a new trial on the failure to warn claims on the ground of insufficiency of the evidence to support the verdict, explaining the jury was clearly wrong when it found plaintiff was a sophisticated user. To establish the sophisticated user defense, the trial court concluded, defendant was required to prove plaintiff knew or should have known that the drill "could only be used safely with a side handle." The trial court defined plaintiff's class as "handyman," and found he had insufficient training and experience to be classified as a sophisticated user. Additionally, there was no evidence supporting a finding plaintiff should have known of the hazard; Parrott, Barnett, and defendant's retained expert, Pendergraft, all with years of experience in construction or maintenance, did not know it was unsafe to use the drill without a side handle. The trial court rejected defendant's contention the relevant hazard was the danger the drill bit would bind, the drill would twist, and the user would be injured. It stated the relevant issue was whether defendant had a duty to warn plaintiff about what was necessary to safely operate the product. Defendant's "own hazards analysis showed that the drill was not safe to operate (that there was a possibility of serious injury) without using the side handle." The trial court concluded there were three parts to an adequate warning: "1) advise of what the hazard is; 2) advise of the consequences of ignoring the warning, and 3) advise what needs to be done to safely operate the product," and a sophisticated user must be aware of all three. Accordingly, the trial court concluded the evidence did not support the jury's finding plaintiff was a sophisticated user to whom defendant owed no duty to warn and the jury's finding was clearly wrong.
In Johnson, supra, 43 Cal.4th 56, the California Supreme Court for the first time recognized the sophisticated user defense to a cause of action for failure to warn. There, the plaintiff, a trained and certified heating, ventilation, and air-conditioning (HVAC) technician, alleged the defendant, a manufacturer of air-conditioning equipment, was negligent and strictly liable for injuries he sustained, because the defendant failed to warn the plaintiff that brazing the refrigerant lines to repair the air-conditioning equipment would create phosgene gas, the inhalation of which could result in potentially fatal lung disease. The plaintiff had received formal training in HVAC systems and had passed an examination to become certified by the California Environmental Protection Agency as an HVAC technician. Only those with such certification were permitted to purchase the R-22 refrigerant used in commercial air-conditioning systems, which can decompose when exposed to heat, such as when a technician brazes air-conditioner pipes containing residual refrigerant. The dangers of R-22 were noted on material safety data sheets that were provided to the plaintiff each time he purchased the refrigerant. (Id. at pp. 61-62.)
The court noted the sophisticated user defense is a natural outgrowth of California's obvious danger rule — the rule that "`there is no duty to warn of known risks or obvious dangers.'" (Johnson, supra, 43 Cal.4th at p. 67.) The court described the sophisticated user defense, as it applies in this state, as follows:
"Under the `should have known' standard there will be some users who were actually unaware of the dangers. However, the same could be said of the currently accepted obvious danger rule; obvious dangers are obvious to most, but are not obvious to absolutely everyone. The obvious danger rule is an objective test, and the courts do not inquire into the user's subjective knowledge in such a case. In other words, even if a user was truly unaware of a product's hazards, that fact is irrelevant if the danger was objectively obvious. [Citations.] Thus, under the sophisticated user defense, the inquiry focuses on whether the plaintiff knew, or should have known, of the particular risk of harm from the product giving rise to the injury." (Johnson, supra, 43 Cal.4th at p. 71.)
The user's sophistication is determined as of the time the user was injured. (Johnson, supra, 43 Cal.4th at p. 73.) "The timeline focuses on the general population of sophisticated users and conforms to the defense's purpose to eliminate any duty to warn when the expected user population is generally aware of the risk at issue." (Id. at p. 74.) The defendant's motion for summary judgment presented undisputed evidence that it was widely known among HVAC technicians that heating R-22 refrigerant could cause it to decompose and form phosgene gas, and such technicians could reasonably be expected to know of the hazard of brazing refrigerant lines. Accordingly, the danger of exposing R-22 to heat by brazing the lines was "well known within the community of HVAC technicians to which plaintiff belonged," and the sophisticated user defense applied, precluding liability of the defendant to the plaintiff for failure to warn of the hazard. (Ibid.)
The trial court instructed the jury using CACI No. 1244 as follows: "Milwaukee Electric Tool Corp. claims that it is not responsible for any harm to Kevin Buckner based on a failure to warn because Kevin Buckner is a sophisticated user of the Magnum 0235 Drill. To succeed on this defense, Milwaukee Electric Tool Corp. must prove that, at the time of the injury, Kevin Buckner, because of his particular position, training, experience, knowledge, or skill, knew or should have known of the Magnum 0235 Drill's risk, harm, or danger." The instructions did not define the relevant "risk, harm, or danger."
In its order granting a new trial, the trial court described the danger a sophisticated user is charged with knowing as: "that the drill in question ... could only be used safely with a side handle"; it clarified this meant "that the drill was not safe to operate (that there was a possibility of serious injury) without using the side handle." It also stated the sophisticated user must be aware of three things: what the hazard is, the consequences of ignoring the
The trial court noted plaintiff was a maintenance man with a history of being a handyman in residential construction; he was not a licensed contractor. There was no evidence drills of similar torque to the one in issue were commonly used in such work. Plaintiff testified he had never before used a drill with the power of Tristeza's, and the drills he had used in the past stopped when they bound; he could always control them. Plaintiff had no formal training in tool safety. Parrott and Barnett, who worked with plaintiff, were unaware the drill had a side handle or needed one. Pendergraft, an expert with years of experience in construction, was unaware it was unsafe to use the drill without a side handle. Defendant was aware serious injury could result from use of the drill without the side handle.
Defendant argues that, even if the sophisticated user defense did not apply, plaintiff was not prejudiced by the judgment against him because he cannot
A new trial may not be granted "unless, after an examination of the entire cause, including the evidence, the court shall be of the opinion that the error complained of has resulted in a miscarriage of justice." (Cal. Const., art. VI, § 13.) "`"[P]rejudicial error is the basis for a new trial, and there is no discretion to grant a new trial for harmless error. [Citation.] ... [¶] Accordingly, the order granting a new trial is valid only if prejudicial error occurred at the trial." [Citation.]' [Citation.]" (Garcia v. Rehrig Internat., Inc. (2002) 99 Cal.App.4th 869, 875 [121 Cal.Rptr.2d 723].) "`The trial judge is familiar with the evidence, witnesses and proceedings, and is therefore in the best position to determine whether, in view of all the circumstances, justice demands a retrial. Where error or some other ground is established, his discretion in granting a new trial is seldom reversed. The presumptions on appeal are in favor of the order, and the appellate court does not independently redetermine the question whether an error was prejudicial, or some other ground was compelling. Review is limited to the inquiry whether there was any support for the trial judge's ruling, and the order will be reversed only on a strong affirmative showing of abuse of discretion.' [Citation.]" (Bell v. State of California (1998) 63 Cal.App.4th 919, 931 [74 Cal.Rptr.2d 541], italics added (Bell).)
Because the jury found plaintiff was a sophisticated user of the drill, it did not reach the questions whether defendant failed to adequately warn of the risks of the drill and whether any such failure to warn was a substantial factor in causing plaintiff's injury. There was conflicting evidence regarding what warnings should have been given to adequately warn of the danger; plaintiff presented evidence there should have been a label on the drill that told the user to always use the side handle in order to avoid serious injury, as well as instructions in the operating manual for safe use of the drill. Plaintiff testified he had never used a drill like the one that injured him, or a drill that required a side handle, before the accident; he had used only battery powered and smaller drills. When he was handed the drill, plaintiff looked it over; he checked the cord for fraying, made sure the bit was tight, and looked at the body, but saw nothing that stood out as a warning. Plaintiff stated that, if there had been a noticeable warning on the drill that it required a side handle to avoid serious injury, he would have looked for the side handle and used it; he would not have operated the drill without a side handle.
Defendant contends the trial court improperly denied its motion for summary adjudication of the duty to warn claims, which was based on the ground plaintiff could not prevail on those claims at trial because he was a sophisticated user who did not require a warning of what he already knew or should have known. The motion sought to prove plaintiff was a maintenance worker, and maintenance workers generally know of the danger that a power drill like the one used by plaintiff could "kick back" and counterrotate if it binds, and a side handle decreases the risk of injury.
When the plaintiff prevails at trial and, on appeal, the defendant challenges the denial of its pretrial motion for summary judgment, courts have held the erroneous denial of that motion "cannot result in reversal of the final judgment unless that error resulted in prejudice to defendant." (Waller v. TJD, Inc. (1993) 12 Cal.App.4th 830, 833 [16 Cal.Rptr.2d 38].) If the trial was fair, there was no prejudice. (Ibid.) "When the trial court commits error in ruling on matters relating to pleadings, procedures, or other preliminary matters, reversal can generally be predicated thereon only if the appellant can show resulting prejudice, and the probability of a more favorable outcome, at trial. Article VI, section 13 [of the California Constitution], admonishes us that error may lead to reversal only if we are persuaded `upon an examination of the entire cause' that there has been a miscarriage of justice. In other words, we are not to look to the particular ruling complained of in isolation, but rather must consider the full record in deciding whether a judgment should be set aside. Since we are enjoined to presume that the trial itself was fair and that the verdict in plaintiffs' favor was supported by the evidence, we cannot find that an erroneous pretrial ruling based on declarations and exhibits renders the ultimate result unjust." (Waller, supra, 12 Cal.App.4th at p. 833.)
"`A decision based on less evidence (i.e., the evidence presented on the summary judgment motion) should not prevail over a decision based on more
Here, although defendant's motion for summary adjudication was denied, defendant prevailed at trial. Thus, while the trial court found triable issues of material fact remaining and denied the motion, after a full hearing of the evidence at trial, the jury found in favor of defendant. The judgment, which was based on more evidence, superseded the ruling on the motion for summary adjudication, which was based on more limited evidence. The trial court then entered its order granting plaintiff a new trial, based on its conclusion that, after a full presentation of the evidence, the jury's verdict was clearly wrong. The trial court's decision was based on all of the evidence presented at trial. Based "upon an examination of the entire cause," we are not persuaded the denial of the motion for summary adjudication resulted in a miscarriage of justice. (Cal. Const., art. VI, § 13.)
The motion for summary adjudication suffered from the same shortcoming as defendant's trial presentation. It assumed sophisticated users need only know a limited amount of information about the danger posed by the product: the possibility the drill would bind and counterrotate without a side handle. The motion did not take into account the duty to give users of the product all the information defendant possessed which is necessary to make its use safe, including the facts of which defendant was aware that a user would need to know to make an informed choice to refrain from using the product altogether, or to use it in accordance with instructions that would mitigate or eliminate the danger. Defendant has not demonstrated that its motion presented undisputed facts and supporting evidence showing that plaintiff was a member of a group which had knowledge of all the information that would otherwise have been required in a warning or instructions accompanying the product.
Defendant contends it presented expert opinion "that those in the maintenance community know that if the bit binds the Drill will counter-rotate, and a side handle decreases the risk of injury from such an incident." It asserts plaintiff did not dispute its evidence or present a counterdeclaration, thereby admitting the truth of defendant's evidence. Plaintiff, however, disputed defendant's facts, citing deposition testimony of plaintiff's coworkers, who had many years of experience in maintenance work, that they did not know the drill required a side handle to be used safely and did not know the severity of the potential injury if the drill bound and counterrotated. The trial court did not err in concluding triable issues of material fact remained or in denying the motion.
The order granting a new trial on the failure to warn claims is affirmed. Plaintiff is entitled to his costs on appeal.
Gomes, J., and Peña, J., concurred.